Compliance Manager (English Speaking) – Corporate

Über das Unternehmen

UBS Group AG is a global financial services company with a strong presence in all major financial centers. Headquartered in Zurich, Switzerland, UBS provides a wide range of financial services including wealth management, investment banking, asset management, and retail banking. With a commitment to excellence, integrity, and client focus, UBS is a leading employer dedicated to fostering a diverse and inclusive work environment.

Stellenbeschreibung

We are seeking an experienced and highly motivated Compliance Manager to join our Corporate Compliance team in Zurich. This pivotal role involves overseeing and enhancing our compliance framework, ensuring adherence to local and international regulations, and providing expert advice on complex compliance matters. The successful candidate will be a proactive problem-solver with a strong understanding of financial regulations and an ability to communicate effectively in English within a multinational corporate environment.

Hauptverantwortlichkeiten

• Develop, implement, and maintain compliance policies and procedures in line with regulatory requirements and internal standards.
• Monitor and analyze new and evolving financial regulations and assess their impact on the firm's operations.
• Provide expert compliance advice and guidance to business units and senior management.
• Conduct compliance risk assessments and identify areas for improvement in existing controls.
• Oversee and manage compliance training programs for employees.
• Investigate and resolve compliance-related issues, incidents, and breaches.
• Liaise with regulatory bodies, internal and external auditors, and legal counsel as required.
• Prepare comprehensive compliance reports for senior management and relevant committees.
• Act as a point of contact for all English-speaking compliance inquiries across various departments.

Erforderliche Fähigkeiten

• Minimum of 6 years of experience in compliance, legal, or risk management within the financial services industry.
• In-depth knowledge of Swiss and international financial regulations (e.g., FINMA, MiFID II, AML, FATCA).
• Proven track record in developing and implementing compliance frameworks.
• Excellent analytical, problem-solving, and decision-making skills.
• Native or near-native fluency in English (written and spoken) is essential for this role.
• Strong communication and interpersonal skills, with the ability to influence and persuade stakeholders at all levels.
• Bachelor's degree in Law, Finance, Business Administration, or a related field.

Bevorzugte Qualifikationen

• Professional certification in compliance (e.g., CAMS, ICA Diploma).
• Experience with compliance technology and data analytics tools.
• Fluency in German or another major European language.
• Master's degree or equivalent advanced qualification.
• Experience in a global banking or investment firm.

Vorteile & Zusatzleistungen

• Competitive salary and performance-based bonuses.
• Comprehensive health, dental, and vision insurance.
• Generous pension scheme and retirement benefits.
• Opportunities for professional development and career advancement.
• Work-life balance initiatives and flexible working arrangements.
• Employee assistance programs and wellness initiatives.
• Subsidized public transport passes.
• Access to a wide range of employee discounts and social events.

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